David Garrity, Principal at GVA Research, talks with Jason Behrens, the ACE Portal General Counsel, about the evolving paradigm in today’s capital raising environment. They cover:
- Access to capital vis-a-vis the JOBS Act
- Issues of adequate due diligence
- The role of technology and platforms in facilitating better information disclosure and investor protections
- How broker-dealers are reacting to changes facilitated by the JOBS Act
- Why investment banking activity is consolidating and the potential problems that this creates for capital raisers
- Shortcomings of the JOBS Act relative to compliance, due diligence, and protection
Also see David Discuss the transition from a Private Company to a Public Company
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